Risk Manager - PMS and AIF

About Company

The company operates in the investment management and financial advisory industry, focusing on research-driven portfolio strategies and asset management services.

Job Description

Job Summary :

The role involves managing and monitoring risk for PMS and AIF funds, covering investment, operational, and IT risks. Responsibilities include developing risk frameworks, identifying and mitigating conflicts of interest, engaging with dealing teams, analysing risk exposures, ensuring compliance, managing liquidity and leverage, coordinating with vendors on system enhancements, and handling audit queries.

Key Responsibilities :

?  Handling Risk Management for PMS & AIF Funds.

• Identifying Risk, Monitoring, and policies / process to mitigate the risks.
• Identifying conflict of interest.
• Keeping track of Order Management process, risks.
• Engaging with dealing team to understand execution process and risks.
• Handling Risk parameters across various parameters in organisation like operational risks, Investment risks, IT risks etc.
• Performing quantitative and qualitative analysis of risk positions.
• Preparation of an agreed upon risk management framework and situational contingency plans for each department.
• Aggregate firm wide risk as well as flag potential department risks.
• Have a keen awareness of scheduled market event risk, market conditions and be prepared to report on potential risks within those contexts.
• Identifying additional systems requirement & working with vendors to test the systems deployed.
• Fund Flow, Leverage and Liquidity Planning & Management.
• Handling audit queries.

Desired Skillsets :

• Strong understanding of PMS & AIF regulations and operations
• Expertise in risk management frameworks and quantitative/qualitative analysis
• Knowledge of investment, operational, and IT risk parameters
• Proficiency in Excel, VBA, and risk monitoring tools
• Strong analytical, problem-solving, and communication skills
• Experience in audit handling and compliance reporting
• Ability to work cross-functionally with investment and dealing teams

Mandatory Requirement

Primary Job Profile : Internal Audit

Technical Skills : AIF, Risk Management

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