SOX Compliance & Control Testing

About Company

The company operates in the professional services industry, providing specialized solutions and advisory support to a diverse range of clients.

Job Description

Job Summary 

We are seeking a detail-oriented and analytical SOX Compliance Analyst with a strong understanding of Internal Controls over Financial Reporting (ICFR) and IFRS. The ideal candidate will support the design, documentation, testing, and monitoring of SOX controls while ensuring compliance with IFRS and organizational policies. The role involves working closely with finance, internal audit, and business stakeholders to strengthen the organization's control environment.

 Key Responsibilities 

• Perform SOX (Sarbanes-Oxley) compliance activities, including risk assessment, process walkthroughs, control documentation, and testing.
• Evaluate the design and operating effectiveness of Internal Controls over Financial Reporting (ICFR).
• Prepare and maintain process narratives, flowcharts, risk and control matrices (RCMs), and supporting documentation.
• Identify control deficiencies, document findings, and assist process owners in developing remediation plans.
• Ensure financial reporting processes comply with IFRS requirements and company policies. Coordinate with internal and external auditors during SOX audits and statutory audits.
• Monitor remediation activities and validate corrective actions.
• Support quarterly and annual SOX certification processes.
• Assist in updating control documentation for process or system changes.
• Participate in continuous process improvement initiatives to strengthen internal controls and operational efficiency.
• Prepare management reports, dashboards, and compliance status updates. 

Required Qualifications 

• CA professional qualification is preferred.
• 1–4 years of experience in SOX Compliance, Internal Audit, Risk Advisory, or Financial Controls.
• Good understanding of IFRS, Internal Controls, and Financial Reporting.
• Experience with SOX testing, documentation, and audit methodologies.
• Proficiency in Microsoft Excel, Word, and PowerPoint.

Mandatory Requirement

Primary Job Profile : Internal Audit

Technical Skills : Audit, Risk Management, SOX

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